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Latest job opening in Morgan Stanley


Morgan Stanley (Mumbai, Maharashtra India)

Job Description

Latest job opening in Morgan Stanley for Analyst. Morgan Stanley is an equal opportunity employer. We seek to provide a friendly and inclusive workplace in which everyone can reach their full potential. Our professional and creative team is made up of people from all over the world, representing a diverse range of backgrounds, talents, viewpoints, and experiences. Our strong commitment to a culture of inclusion is demonstrated by our ongoing emphasis on recruiting, developing, and progressing individuals based on their skills and abilities.

Wealth Management Risk serves as an in-house risk unit, assessing and managing risks associated with Wealth Management’s Financial Advisors. The Central examination Analyst is responsible for centralized risk oversight of Wealth Management Financial Advisors, providing consistency in the examination and resolution of any sales practice, appropriateness, and regulatory compliance issues.

Skills set Required for this Job :
  • Problem-solving abilities and strong attention to detail.
  • Understanding SEC, FINRA, and investment compliance policies is advantageous.
  • Knowledge of financial goods, trading rules, and regulatory frameworks.
  • Proficient in MS Office suite, including advanced Excel skills.
  • Strong interest in expanding understanding of the financial industry and wealth management.
  • Excellent written and verbal communication abilities.
  • Capable of organizing, prioritizing, and meeting rigorous SLAs.
Job Responsibilities
  • Analysis of a suite of controls covering several categories of risk.
  • Reviewing data quality concerns and ensuring compliance with corporate policies.
  • Identifying patterns and trends in the review process.
  • Review and monitor customers’ investment policy statements.
  • Attend meetings with local and US supervisory teams as needed.
  • Providing coverage for the US squad as needed.
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Application Deadline


Additional Information

Job Location(s)

Mumbai, Maharashtra India




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Job Type/Timing

Job Type: In Office Job Timing: Full Time

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